A Practical Approach for Cleaning Validation

Pavan Kumar Alapati's picture
Author(s):
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The cleaning validation is intended to address special considerations and issues pertaining to validation of cleaning procedures for equipment used in the manufacturing of pharmaceutical products, radiopharmaceuticals, and biological drugs. The cleaning validation is also intended to establish inspection consistency and uniformity with respect to equipment cleaning procedure

The objective of the cleaning validation is to verify the effectiveness of the cleaning procedure for removal of product residues, degradation products, preservatives, excipients and/or cleaning agents of the previous product to subsequent manufacturing product. The cleaning validation techniques for microorganisms include Swab method, Surface Rinse method, RODAC Plate method, Limulus Amoebocyte Lysate method, Bioluminescence method. The cleaning validation technique for previous product residue or degradation product includes Swab method, Rinse wash method, Conductivity method, Placebo method. The method used to detect the product residues in swab or rinse should be specific, selective, accurate, sensitive and precise. The data obtained is documented properly and determined whether the results obtained are with in the acceptable limits or not. Cleaning validation protocol itself provides the chemical limits, visual limits, microbial limits. The cleaning validation protocol provides the information about dirty equipment hold time and clean equipment hold time.

The cleaning validation program should be based on detailed cleaning procedures, detailed validation protocol, validated chemical and microbiological methods. The final report of cleaning validation protocol facilitates auditing to ensure compliance.

Author profile page link : http://www.pharmainfo.net/pavan-kumar-alapati

Co-author profile page link: http://www.pharmainfo.net/saiproject09

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 P.Siva Pragathi 's picture

Hello

4

Impressive presentation.Do the protocol and documentation procedures remain same for every company?If different on what basis do they differ?

Pavan Kumar Alapati's picture

hi

the protocol and documentation procedures are varied from company to company but the acceptence criteria is same if both the companies are under same regulatory authorities.If the regulatory authority varie than acceptence criteria alsa varie.

Refrence:Health Products and Food Branch Inspectorate
Good Manufacturing Practices - Cleaning Validation Guidelines.
Date issued:
2000-05-01
Date of implementation:
2000-05-01

deepika garikipati's picture

good

4

nice ppt

Pavan Kumar Alapati's picture

hello

thank you

ABHERI DAS SARMA's picture

Nice presentation

4

For cleaning validation of preparation tank how is the maximum allowable carryover for surface swabs determined?

Pavan Kumar Alapati's picture

hi mam

Typical acceptance criteria varied from drug to drug because safety factor and LD 50 values varied from parental to non parental route for the same drug.

Typical acceptance criteria is calculated by using the formula

MACO= (ADI X B)/(LDD)

MACO=maximum allowable carry over
ADI=acceptable daily intake
B=smallest batch size of any product made in same equipment
LDD=largest normal daily dosage of any product made in same equipment.

ADI= (NOEL) / (safety factor)

NOEL= LD50 X 0.0005

NOEL= no observed effect level.

DOSAGE FORM SAFETY FACTOR
Oral dosage form (tab,cap,caplets) 1/1000 to 1/5000 of its daily dose
Topical dosage form (ointments, creams) 1/100 to 1/1000 of its daily dose
Intravenous products 1/5000 to 1/10000 of its daily dose
Ophthalmic products 1/100 to1/5000 of its daily dose

toyal residue is calculated by using the formula
total residue=residue for sq.inch of swab X total surface area

Refrence: Nash and Wacher “pharmaceutical process validation” 3rd edition 2005,pg no 493 and 495-497.

Y mahalaxmi's picture

Hello pavan could you please

3

Hello pavan

could you please tell me when and for which type of contaminants this placebo method is usually used?

Thank you
Y mahalaxmi

Pavan Kumar Alapati's picture

placebo method

compression of placebo tablets has been shown to be an effective method for removing the residues from the punches and dies. Removal of dyes from blenders and removal of residues from encapsulation machines are done by using placebos.

Factors to be considered for selection of placebo include manufacturability, solubility of components being studied and accurate simulation.

Reference: R. Berry and Robert A. Nash “pharmaceutical process validation” 2nd edition, pg no 327 and 329-330.

Dixon Thomas's picture

Dear Pavan what is the

4

Dear Pavan what is the procedure to remove detergents?

Mr. Dixon Thomas, M. Pharm, M. S., RPh
http://www.pharmainfo.net/pharmacistdixon

Khushbu Hasmukh Patel's picture

What is the proper meaning of

3

What is the proper meaning of term validation and why there is need of it?

K.H.Patel.
My profile link is
http://www.pharmainfo.net/khushbu-hasmukh-patel

Pavan Kumar Alapati's picture

validation

“Validation is a process of demonstrating, through documented evidence, that a process, procedure, method, piece of equipment, or facility will consistently produce a product or result that meets predetermined specifications and quality attributes.”

Validation is the scientific study of a system

 To prove that the facility/system/equipment/method is consistently doing what it is supposed to do (i.e., that the process is under control).

We want to make decisions based on good science and not hunches and assumptions!
 To determine the process variables and acceptable limits for these variables, and to set-up appropriate in-process controls.

Dr R S Prakasham's picture

question

2

What are desirable properties of detergents used for swab method?

what are different validation methodologies available for cleaning?

Jithan Aukunuru's picture

Advantages!!

3

What are the advantages of swab method?

Pavan Kumar Alapati's picture

Advantages of swab method

Advantages of swab method:

-Direct sampling of surface.
-volume of solvent required is less than compared to rinse wash method.
-possibility of complete extraction from the surface.
-cost effective
-development of appropriate analytical methodology may be facilitated by use of appropriate solvent.

Reference: R.Berry and Robert A.Nash “pharmaceutical process validation” 2nd edition, pg no 336-337.

Bhawna Khurana's picture

hello sir, What is biological

4

hello sir,

What is biological validation?

Bhawna Khurana's picture

hello sir, What is biological

4

hello sir,

What is biological validation?

Pavan Kumar Alapati's picture

hi mam

Biological validation comprises of validation of synthetic and olegonucleotides,peptides and plasamides,trangenic proteins,monocolonal antibodies,gene therapy vectors.
Before a biological validation process wa have to evoluate the inherent risk factors associated with product source,raw materials and processing operations.

Refrence: Nash and Wacher “pharmaceutical process validation” 3rd edition 2005,pg no 213.

Dr. T.E.G.K. Murthy's picture

Statistical interference in cleaning validation

3

1. What is the difference in cleaning validation programmes adopted in class 100 and class 10,000?
2. Is there any usage of statistical approach in validation?
3. What are the commonly used placebos in cleaning validation?
4. Who are the authorized persons to prepare , verify, check and sign on the validation protocol?
5. How to demonstrate the impermeability of detergent into the components during the cleaning?
6. Name the schedule and the part of the schedule providing the cleaning validation programme pertaining to Indian regulatory requirement.

Pavan Kumar Alapati's picture

to respected sir

1.The validation programe is varied from class100 area to class10000 area
The class 100 area is divided into individual grids of each 2ft X 2ft the samples are collected from each and every grid.
The class10000 area also divided into grids of each having higher surface area than compared to class 100 area grids and samples are collected from each grid.
The total no of samples collected is more for class100 area than compared to class 10000 area

Refrence:carleton and agallaco "sterile product process validation"3rd edition,pg no 254.

2.the most commenly used statistical methods in validation are constrain analysis and fractional factorial design.

Refrence: Nash and Wacher “pharmaceutical process validation” 3rd edition 2005,pg no xxv to xxvii.

3. For liquid products either of sterile or non sterile ones water is the best placebo.
For sterile ones water for injection is the placebo
For the drugs which are having a limited solubility in water glycerin is used as placebo

For solid products the residues are removed by abrasion or by physical entrapment here generic solid placebo is used.

Ex; compression of placebo tablets has been shown to be an effective method for removing the residues from the punches and dies. Removal of dyes from blenders and removal of residues from encapsulation machines are done by using placebos.

Factors to be considered for selection of placebo include manufacturability, solubility of components being studied and accurate simulation.

Reference: R. Berry and Robert A. Nash “pharmaceutical process validation” 2nd edition, pg no 327 and 329-330.

4. Validation protocol is prepared by user department (microbiology and production people).
Validation protocol is verified and approved by quality assurance people.
Validation protocol is checked by production people.

Reference: Berry and Harpaz “validation of active pharmaceutical ingredients” 2nd edition pg no 425.

6.The section CFR211.67 indicates the equipement cleaning and its validation as per cGMP and section CFR211.113 indicates the microbial contamination.

Amol S. Malpani's picture

clean room for parenteral preparation

4

Dear Pavan,
Nice, clear and very well organized presentation.
can you suggest me validation procedure of clean room for parenteral preparation?
Keep it up.
Regards,
Amol

Pavan Kumar Alapati's picture

Clean room for parental area

Clean room for parental area is validated for two things one for viable and second for non viable ones.

Settle plate techineque, slit air sampler technique, Anderson sampling technique are used for viable organisms.
Electronic devices such are ROYCO particle counter is used for non viable ones.

Reference: J. turco “sterile dosage forms” 4th edition,1994,pg no 40-41

Sandeep Bhaskar Kale's picture

acceptance criteria for sterile and nonsterile facility

5

Your presentation is very informative and well organized.

What should be typical acceptance criteria for cleaning validation for sterile and non-sterile cGMP facility?

Dr.Sandeep Bhaskar Kale
http://www.pharmainfo.net/sanykale123

Pavan Kumar Alapati's picture

Typical acceptance criteria for parental non parental facility

Typical acceptance criteria varied from parental to non parental products because safety factor and LD 50 values varied from parental to non parental route for the same drug.

Typical acceptance criteria is calculated by using the formula

MACO= (ADI X B)/(LDD)

MACO=maximum allowable carry over
ADI=acceptable daily intake
B=smallest batch size of any product made in same equipment
LDD=largest normal daily dosage of any product made in same equipment.

ADI= (NOEL) / (safety factor)

NOEL= LD50 X 0.0005

NOEL= no observed effect level.

DOSAGE FORM SAFETY FACTOR
Oral dosage form (tab,cap,caplets) 1/1000 to 1/5000 of its daily dose
Topical dosage form (ointments, creams) 1/100 to 1/1000 of its daily dose
Intravenous products 1/5000 to 1/10000 of its daily dose
Ophthalmic products 1/100 to1/5000 of its daily dose

Table; safety factor levels for various dosage forms

Refrence: Nash and Wacher “pharmaceutical process validation” 3rd edition 2005,pg no 493 and 495-497.

Sandeep Bhaskar Kale's picture

Thanks for giving answer

Yours answer is satisfactory
I wish to understand, Cleaning validation for biotherapeutics (protein based) and synthetic based manufacturing facility? will it be same or different and how?

Dr.Sandeep Bhaskar Kale
http://www.pharmainfo.net/sanykale123

Pavan Kumar Alapati's picture

hi sir

cieaning validation is same for biotherapeutics but special attention is taken about the stability and selection of the solvent and techineque.

Refrence: Nash and Wacher “pharmaceutical process validation” 3rd edition 2005,pg no 213to217.

Varsha Bansode's picture

cleaning validation techniques

3

Dear Pavan,
Can you tell me that what cleaning validation techniques we are going to use for parenteral section and which for oral prepararation?are they same or different?and support your answer with why it is so?
and my second question is after every how many days we have to check the cleaning is proper or not?

Pavan Kumar Alapati's picture

cleaning validation techniques

validation techniques are varied from parental to oral section why because in addition to residues of API,excipients,cleaning agents the parental mfger focus special attention towards end toxins, biobardens,disinfectants,sanitizing agents ,additional possible residues .Rodac plate technique is used for biobardens.

Reference: Nash and Wacher “pharmaceutical process validation” 3rd edition 2005,pg no 501

balaji's picture

what happen if cleaning validation failed

5

nice presentation

what happen if cleaning validation failed ?

thank you

Pavan Kumar Alapati's picture

if cleaning validation is failed that particular instrument

if cleaning validation is failed that particular instrument or equipement is not allowed for further proceedings such are batch processings etc.that particular instrument or equipement is revalidated.

Reference: R.Berry and Robert A.Nash “pharmaceutical process validation” 2nd edition.

shobha deepthikompella's picture

different types of validation methods

2

please tell me the different types of validation methods & tell me abot the team involved in carrying out validation.
2.also tell me about the need of renual of a validated procedure in detail...
3.Is there any need for quality assurance in validation team???
4.tell me the protocol of validation...

BEst wishes...

Pavan Kumar Alapati's picture

hi

3.Validation protocol is prepared by user department (microbiology and production people).
Validation protocol is verified and approved by quality assurance people.
Validation protocol is checked by production people.

Reference: Berry and Harpaz “validation of active pharmaceutical ingredients” 2nd edition pg no 425.

4.What parameters shall be studied during cleaning process:
At what point does a piece of equipment become clean?
What does visually clean mean?
Does the equipment need to be scrubbed by hand?
What is the most appropriate solvent or detergent?
What is the temperature of solvent used?
What quantity of solvent is used for cleaning?
Are different cleaning processes required for different products in contact with a piece of equipment?
How many times need a cleaning process be applied to ensure adequate cleaning of each piece of equipment?
Reference: Nash and Wacher “pharmaceutical process validation” 3rd edition 2005

Pavan Kumar Alapati's picture

Clean equipement hold time

hi shoba

1. the procedures were clearly explained in the ppt itself.

the Graduates or Post graduates in microbiology.

2.based on the dirty hold time and clean equipement hold time the revalidation procedures are decided.the def of dirty hold time and clean equipement hold time are provided in ppt itself.

3.in any validation the Q.A people plays an vital role in cleaning validation team comprises of Q.A.

4.the protocol was provided in ppt

is there any doudts please contact us.

thank you.

shobha deepthikompella's picture

hi

I'm not satisfied with your explanation...
Please follow my questions clearly and reply me

Pavan Kumar Alapati's picture

shobha

with refrence to your earlier questions,i provided my explanations. out of my explanations which you didnot understood?

reply me than i provide an elabrative explanation for you.

PROTOCOL FOR CLEANING VALIDATION

5

THANS FOR PROVIDING AN VALUABLE PROTOCOL FOR CLEANING VALIDATION.

CAN U EXPLAIN ME ABOUT SELECTION OF TECHINEQUE FOR CLEANING VALIDATION?

Madhu

Pavan Kumar Alapati's picture

swab the interior of the euipment

hi madhu

based upon the complications of the equipment construction the cleaning techniques selected . If the construction is too complicated to swab the interior of the euipment then we go for rinse wash method. if the the instrument is too easy to wash then swab technique is selected.

Refrence:Health Products and Food Branch Inspectorate
Good Manufacturing Practices - Cleaning Validation Guidelines.
Date issued:
2000-05-01
Date of implementation:
2000-05-01